Ticker Systems is a service provider for independent financial advisors and corporations that are not yet publicly traded on a stock exchange. Each company is given a pre-IPO ticker symbol to show the development of its prices.
In a typical private placement or a private company, the share price is not public knowledge. Only accredited investors who meet certain requirements and who have a pre-existing relationship with a financial advisor are allowed to participate in a private placement of an unlisted company. The risks of investing into a private company are high and a total loss of capital is possible.
Ticker Systems is a closed and private marketplace for unlisted or pre-IPO stocks. This marketplace is unregulated and is only traded between private investors and companies that are members of Ticker Systems. To have access, you need to have a login and password.
WThe symbols were given by Ticker Systems and have no relevance with other stock exchanges. The price chart development is merely a piece of information to show the price levels that were pre-IPO and were not actually traded between parties.
This site is unregulated and not registered with any financial authority. Ticker Systems is not providing any guarantees or accuracy for information given by the company. This service is a private service and is not open to the public.
The account system is not an official account from a financial institution. It is not regulated nor accurate. It is merely a source of information between a private company and an investor.
The only true indication of ownership of shares is a share certificate of the company or stocks in a trading account of a bank or brokerage account.
Independent financial advisors use their knowledge and expertise to construct personalized financial plans that aim to achieve the financial goals of clients. These plans include not only investments but also savings, budget, insurance, and tax strategies. Independent advisors can help investors address the variety of complex investment needs that arise when you accumulate significant wealth. While specific services vary from firm to firm, they are often described as financial “quarterbacks” focused on your holistic financial picture. A financial planner generally takes a more comprehensive, long-term approach to money management. While they often hold the same licenses and carry out the same functions as financial advisors, financial planners tend to focus on creating personalized and holistic plans for clients. Ticker Systems is a platform for independent financial advisors. No advice or investment recommendations are provided by Ticker Systems.
Government regulations require financial advisors to hold a Series 7 license (the General Securities Registered Representative license) if they wish to sell securities. Therefore, most financial advisors you deal with will have a Series 7, as well as a Series 66 license. Passing these co-requisite exams is equivalent to passing the Series 63 and 65 exams, which you might also see associated with qualified financial advisors. This suite of certifications allows an advisor to sell securities, offer financial advice and charge a fee for these and related services. Financial advisors often hold certifications in other, specialized areas, such as insurance, accounting and retirement. Because they’re often buying and selling securities on behalf of clients, financial planners generally require the same licenses as financial advisors. They might also hold credentials in areas of specialization. Be sure to use FINRA’s professional designation tool to look up the letters next to the name of a financial planner (or advisor) to see what they stand for and what one needs to do to obtain them. Also, consult FINRA’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure website or regulators in your state to check the background and qualifications of the person or firm you think you might trust to manage your money.
